For businesses offering securities, maintaining proper SEC compliance and blue sky filings is essential to operate legally and avoid penalties. The Securities and Exchange Commission (SEC) regulates public offerings, while blue sky laws govern securities at the state level. Together, they ensure transparency and protect investors from fraud.
An experienced securities attorney can help navigate the complexities of SEC compliance and blue sky filings, including registration, disclosure requirements, and ongoing reporting obligations. Proper legal guidance safeguards your business, prevents regulatory violations, and ensures that your securities offerings meet all federal and state requirements.